Answering your questions: Form CRS and opening a new account
An RCW subscriber asks us if a client opens a new brokerage account that the adviser doesn’t manage, must the RIA provide the client with its latest Form CRS?
An RCW subscriber asks us if a client opens a new brokerage account that the adviser doesn’t manage, must the RIA provide the client with its latest Form CRS?
Copyright PEI Media
Not for publication, email or dissemination