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Barbara Jones

November 12- Meeting the Challenges of the Custody Rule

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

September 17- CCO Hat Tricks: How to Manage, Streamline, & Build a Culture of...

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

July 23- Cybersecurity: Remediation, Requirements & Response

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

May 23 – Compliance Strategies for Dealing with Off-Channel Communications

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

March 26 – ESG: Risks, Rewards and Opportunities

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

February 6 – SEC Exams: Priorities, Risks and Preparation

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

December 5 – ESG: Compliance, valuation, risks, opportunities

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

October 24 – Tips to Improve Your Due Diligence and Avoid Unpleasant Surprises

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

September 26 – Incident Response: Tips to Ensure You’re Ready for the Unexpected

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

July 25 – Private Funds: A New Age – OId problems, new rules, emerging...

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form
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