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Barbara Jones

May 23 – SEC Exams: Priorities, Preparation and Pitfalls

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

March 16 – SEC Exams and the new IA Ad Rule: Compliance Guidance to...

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

January 24 – E-barbarians at the E-gates: How your firm can do cybersecurity right

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

September 27 – Last-minute tips for SEC’s new IA Ad Rule

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

April 19 – ESG Done Right: Integrating ESG and Compliance

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form

March 22: A Game plan to Comply with SEC’s New IA Ad Rule

CLE
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This hour-long webinar features tips to prepare the new SEC-mandated form
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