Carl Ayers
Mohammed Ali Rashid routinely delegated to his assistant the filing of his monthly expense reimbursement forms at the private equity fund adviser Apollo Management ($46B ...
FINRA encourages firms to use new powers to hold up disbursements that seem exploitative to senior customers. But “savvy bad guys” are finding a new ...
As expected, the CFTC has ordered that its planned drop in the threshold that would trigger the need for a swaps dealer to register with ...
A glimpse into the challenges firms have in navigating international swaps deals can be seen in the latest release by the CFTC. It also shows ...
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