Carl Ayers
The reproposal would establish speculative position limits for 25 exempt and agricultural commodity futures and option contracts, and physical commodity swaps that are “economically equivalent” ...
Now that the presidential election is behind us (we think), it’s a good time to vote on whether your pay-to-play P&Ps measure up. Pershing ...
Quick. What comes to mind when you think JP Morgan, the Democratic National Committee and Target? Probably that they’ve all suffered cybersecurity breaches. An ...
Recently, we gave you tips for spotting a troubled past in a prospective employee or monitoring one with a disciplinary record after their hiring (IA ...
Alvin Guy Wilkinson once served as a member of the Chicago Board Options Exchange, held leadership roles on CBOE committees and had ties to the ...
A source shares with us a copy of the so-called "Unicorn" sweep letter. This 2016 SEC sweep examined mutual fund advisers that held securities in ...
A source shares a copy of a letter used by entities connected with 2016 Democratic presidential candidate Hillary Clinton in soliciting political contributions. The element ...
The pending shift in the Administration and Republican control of Congress persuade Washington insiders that major changes are coming – although the pace and extent ...
If Vegas gave odds, the house would bet that the Labor Department’s fiduciary duty rule won’t take effect next April as planned. Sarah Kelly, ...