Home Authors Posts by Carl Ayers

Carl Ayers

Carl Ayers Carl Ayers, Publisher | 202-908-6194 | cayers@regcompliancewatch.com Carl has been the publisher of Regulatory Compliance Watch since 2008. He has won several national journalism awards, including for investigative reporting. In 2018, Ayers won two awards - a second place award for Best Spot News for a story reporting Form ADV developments ahead of the SEC (IA Watch, July 6, 2017), and a third place award for Best Investigative Reporting for a series on an adviser that initially fought SEC charges (IA Watch, July 27, 2017). He has worked at newspapers, in television news and in healthcare journalism. Carl hails from New Jersey, earned his master's degree from Northwestern University and enjoys playing guitar, working out and pursuing golf.
(a) Non-financial entities. (1) A counterparty to a swap may elect the exception to the clearing requirement under section 2(h)(7)(A) of the Act if the ...
(a) Definitions. For purposes of this section only: (1) Foreign Consolidated Subsidiary means a non-U.S. CSE in which an ultimate parent entity that is a ...
(a) The margin requirements set forth in §§ 23.150 through 23.161 shall apply to uncleared swaps, as defined in § 23.151, that are executed after ...
For the purposes of §§ 23.150 through 23.161: Bank holding company has the meaning specified in section 2 of the Bank Holding Company Act of ...
(a) Collection— (1) Initial obligation. On or before the business day after execution of an uncleared swap between a covered swap entity and a covered ...
(a) Initial obligation. On or before the business day after the day of execution of an uncleared swap between a covered swap entity and a ...
(a) Means of calculation. (1) Each business day each covered swap entity shall calculate an initial margin amount to be collected from each covered counterparty ...
(a) Means of calculation. (1) Each business day each covered swap entity shall calculate variation margin for itself and for each counterparty that is a ...
(a) Initial margin—(1) Eligible collateral. A covered swap entity shall collect and post as initial margin for trades with a covered counterparty only the following ...
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination