RCW Staff

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200[Release No. 34-52602]ADOPTION OF AMENDMENT TO DELEGATION OF AUTHORITY TO SECRETARY OF THE COMMISSIONAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities ...

No-Action Letter Under Investment Advisers Act of 1940 – Rule 202(a)(11)-1 Morgan, Lewis & Bockius LLP November 17, 2005 Investment Advisers Act of 1940 – ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232[Release Nos. 33-8633; 34-52708; 35-28053; 39-2440; IC-27139]RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and ...

Securities Exchange Act of 1934 – Section 15(d) American Home Assurance Company, et. al., October 17, 2005 Response of the Office of Insurance Products Division ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 232[Release Nos. 33-8612; 34-52477; 35-28033; 39-2439; IC-27070]RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and ...

Investment Adviser Act of 1940 – Rule 202(a)(11)-1 Application of Rule 202(a)(11)-1 to a Broker-Dealer’s Exercise of Investment Discretion over Cash Management Accounts September 29, ...

RESPONSE OF THE OFFICE OF INVESTMENT COMPANY REGULATION DIVISION OF INVESTMENT MANAGEMENT Our Ref. No. 2005-1-ICR Evergreen Investment Management Company LLC Your letter of September ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-51983A; File No. S7-02-04]RIN 3235-AI02Amendments to the Penny Stock RulesAGENCY:Securities and Exchange Commission.ACTION:Final rule; corrections.SUMMARY:In Release No. ...