RCW Staff

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242[Release No. 34-52196; File No. S7-10-04]Regulation NMSAGENCY:Securities and Exchange Commission.ACTION:Final rule; extension of compliance date.SUMMARY:The Commission is extending the ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240[Release No. 34-51983; File No. S7-02-04]RIN 3235-AI02Amendments to the Penny Stock RulesAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and Exchange ...

Investment Advisers Act of 1940 – Section 206(4) and Rule 206(4)-3 ING Bank NV August 31, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...

Investment Advisers Act of 1940 – Section 206(3) Credit Suisse First Boston, LLC August 31, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242[Release No. 34-51808A; File No. S7-10-04]RIN 3235-AJ18Regulation NMSAGENCY:Securities and Exchange Commission.ACTION:Final rule; correcting amendment.SUMMARY:The Securities and Exchange Commission published ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242[Release No. 34-52355; File No. S7-10-04]Regulation NMSAGENCY:Securities and Exchange Commission.ACTION:Final rule; extension of compliance date.SUMMARY:The Commission is extending the ...

Securities Exchange Act of 1934 – Rule 14a-8(f)(1) Putnam Tax-Free Health Care Fund August 8, 2005 John W. Gerstmayr, Esquire Ropes & Gray LLP One ...