RCW Staff

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 247[Release Nos. 34-49985, IC-26494, IA-2259; File No. S7-29-04]RIN 3235-AJ24Limitations on Affiliate Marketing (Regulation S-AM)AGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities ...

Securities Act of 1933 – Section 5 and Rule 145 Investment Company Act of 1940 – Section 11 and 17(a) GE Life and Annuity Assurance ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 242Release No. 34-49879; International Series Release No. 1278; File No. S7-26-04RIN 3235-AJ28Regulation BAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The ...

Investment Company Act of 1940 – Section 3( c)(10) Investment Advisor Act of 1940 – Section 203(b)(4) American Bible Society June 1, 2004 RESPONSE OF ...

SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239 and 274 [Release Nos. 33-8408; IC-26418; File No. S7-26-03] RIN 3235-AI99 Disclosure Regarding Market Timing and Selective ...

Investment Advisers Act of 1940 – Rule 206(4)-6 Egan-Jones Proxy Services May 27, 2004 Kent S. Hughes Managing Director Egan-Jones Proxy Services 61 Station Road ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200[Release No. 34-49562]Revision of Rule Concerning Holding Period and Disclosure Requirements for Members' and Employees' Investment Company TransactionsAGENCY:Securities and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 230, 240, 242, and 249[Release No. 34-49749; File No. S7-10-04]RIN 3235-AJ18REGULATION NMSAGENCY:Securities and Exchange Commission.ACTION:Proposed rule; extension of ...

Securities Exchange Act of 1934 – Rule 14a-8(i)(7) Medallion Financial Corp. May 11, 2004 Michael C. Carroll, Senior Vice President Medallion Financial Corp. 437 Madison ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 210, 239, 249, 270, and 274[Release Nos. 33-8393; 34-49333; IC-26372; File No. S7-51-02]RIN 3235-AG64SHAREHOLDER REPORTS AND QUARTERLY PORTFOLIO DISCLOSURE ...