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Securities and Exchange Commission 17 CFR Part 232 [Release Nos. 33-8409; 34-49580; 35-27836; 39-2419; IC-26420] RIN 3235-AG96 Adoption of Updated EDGAR Filer Manual Agency: Securities ...

Webmaster’s Note: See also Rel. No. 33-8410A Securities and Exchange Commission 17 CFR Parts 232, 239, 249, 259, 269 and 274 [Release Nos. 33-8410, 34-49585, ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-49175; File No. S7-07-04RIN 3235-AJ15Competitive Developments in the Options MarketsAGENCY:Securities and Exchange Commission ("SEC" or "Commission").ACTION:Concept ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 232, 240, and 249[Release No. 34-49505; File No. S7-18-04]RIN 3235-AJ20Proposed Rule Changes of Self-Regulatory OrganizationsAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The ...

Investment Company Act of 1940 – Section 15(a) Eaton Vance Special Investment Trust, et al March 30, 2004 Our Ref. No. 20041161621 Eaton Vance Special ...

Investment Company Act of 1940 – Section 15(a)Gartmore Mutual Funds March 19, 2004 Our Ref. No. 20039291130 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 270, 275 and 279[Release Nos. IA-2209, IC-26337; File No. S7-04-04]RIN 3235-AJ08Investment Adviser Codes of EthicsAGENCYSecurities and Exchange Commission.ACTION:Proposed rule ...

Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-9 Tri-Continental-Laukat March 15, 2004 Donald R. Crawshaw, Esquire Sullivan & Cromwell LLP 125 Broad Street ...

Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-9 The New Ireland Fund, Inc March 15, 2004 Paul J. McElroy, Esquire Sullivan & Cromwell ...