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No-Action Letter under Securities Act of 1933 – Sections 5 and 8 Allstate Life Insurance Company December 23, 2002 Reponse of the Office of Insurance ...

No-Action Letter under Investment Company Act of 1940 – Section 8 and 11 Securities Act of 1933 – Section 5 and Rule 145 Sun Life ...

No-Action Letter under Investment Company Act of 1940 – Section 17(a) The AAL Mutual Funds, et al. December 12, 2002 Response of the Office of ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 275 [Release No. IA-2059; File No. S7-38-02] RIN 3235-AI65 Proxy Voting by Investment Advisers AGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-46920; File No. S7-48-02]RIN 3235-AI68Broker-Dealer Exemption from Sending Certain Financial Information to CustomersAGENCY:Securities and Exchange Commission ("Commission")ACTION:Proposed ...

No-Action Letter under Investment Company Act of 1940 – Section 17(d); Rule 17d-1 USB Global Asset Management (US), Inc. November 21, 2002 Response of the ...

Securities and Exchange Commission 17 CFR PARTS 210, 229, 240 and 249 [RELEASE NOS. 33-8128; 34-46464; FR-63; File No. S7-08-02] RIN 3235-AI33 Acceleration of Periodic ...

General Rules and Regulations promulgated under the Securities Act of 1933 Rule 493 -- Additional Schedule B Disclosure and Filing Requirements [Effective Nov. 4, 2002.] ...

General Rules and Regulations promulgated under the Securities Act of 1933 Rule 252 -- Offering Statement Documents to be included. The offering statement consists of ...

General Rules and Regulations promulgated under the Securities Act of 1933 Rule 481 -- Information Required in Prospectuses Disclose the following in registration statements prepared ...