RCW Staff

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-46418] Delegation of Authority to the General Counsel of the Commission AGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 249, 270 and 274 [Release Nos. 34-46441; IC-25723; File No. S7-33-02] RIN 3235-AI63 Segment ReportingAGENCY:Securities and Exchange Commission.ACTION:Proposed rule ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 240, 249 and 274[RELEASE NOS. 34-46421; 35-27563; IC-25720; File No. S7-31-02]RIN 3235-AI62Ownership Reports and Trading by Officers, Directors and ...

Securities and Exchange Commission 17 CFR PARTS 228, 229, 232, 240, 249, 270 and 274 [RELEASE NOS. 33-8124, 34-46427, IC-25722; File No. S7-21-02] RIN 3235-AI54 ...

Board of Governors of the Federal Reserve SystemDocket No. R-1128Office of the Comptroller of the Currency Docket No. 02-13SECURITIES AND EXCHANGE COMMISSIONRelease No. 34-46432; File ...

Investment Advisers Act of 1940 – Section 203(a) and 202(a)(11) Gulf Coast Venture Forum, Inc. August 21, 2002 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...

SECURITIES AND EXCHANGE COMMISSION17 CAR Part 240 [Release No. 34-46169; File No. S7-14-02] RIN 3235-AI49 Assessments on Security Futures Transactions and Fees on Sales of ...

Investment Company Act of 1940 – Section 15(a), and Rule 18f-2 PIMCO Funds: Multi-Manager Series, et al August 6, 2002 RESPONSE OF THE OFFICE OF ...

A Member or Associate must consider the relevant facts and circumstances including, at a minimum, the following factors in discharging its obligation to use reasonable ...

The SEC is adopting amendments to the rule under the Investment Company Act of 1940 that permits mergers and other business combinations between certain affiliated ...