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No-Action Letter under: Investment Company Act – Section 17(f), Rule 17f-4 Government Securities Clearing Corporation October 19, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232[Release Nos. 33-8007; 34-44834; 35-27443; 39-2393; IC-25168]RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final ruleSUMMARY:The Securities and ...

No-Action Letter under:Securities Exchange Act – Sections 14a-8(b) and 14a-8(f) Templeton Vietnam and Southeast Asia Fund Bruce G. Leto, Esq. Stradley Ronon Stevens & Young, ...

No-Action Letter under: Investment Company Act – Section 15(a)(2) Lincoln National Convertible Securities Funds, Inc. September 28, 2001 Bruce G. Leto, Esq. Stradley Ronon Stevens ...

COMMODITY FUTURES TRADING COMMISSION 17 CFR PARTS 1, 41 and 190 RIN 3038-AB76 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44854; File No. ...

COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB71 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242 [Release No. 34-44853; File No. S7-16-01] RIN 3235-A122Customer ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-44845; File No. S7-14-01RIN 3235-AI23Request for Comment on the Effects of Decimal Trading in Subpennies; Extension ...

No-Action Letter under: Investment Company Act – Section 17(a) UAM Funds Inc. September 24, 2001 RESPONSE OF THE OFFICE OF INVESTMENT COMPANY REGULATION DIVISION OF ...

Under NFA Compliance Rules 2-4 and 2-29(a)(1), all communications with the public regarding security futures products must be based on principles of fair dealing and ...

No-Action Letter under: Investment Company Act – Section 12(d)(3) Calvert Social Index Fund September 4, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...