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SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240, 248, and 249 [Release No. 34-44730; File No. S7-13-01] RIN 3235-AI21 Registration of Broker-Dealers Pursuant to Section 15(b)(11) ...

COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB86 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44743; File No. S7-15-01] RIN 3235-AI24 ...

COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB77 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-44724; File No. S7-11-01] RIN 3235-AI13 Method ...

NFA Compliance Rule 2-29 imposes high standards on Members' and Associates' communications with the public in connection with any of their futures activities.

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200 [Release No. 34-44691]Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange Commission.ACTION:Final ...

Final Rule: Adoption of Updated EDGAR Filer Manual SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-7999; 34-44660; 35-27430; 39-2391; IC-25102] RIN 3235-AG96 ...

SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 274 [Release No. IC-25058; File No. S7-21-99]RIN 3235-AH56 Treatment of Repurchase Agreements and Refunded Securities as ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-44626] Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200 and 240 [Release No. 34-44494; File No. S7-12-00] RIN 3235-AH69 Electronic Submission of Securities Transaction Information by Exchange ...

No-Action Letter under: Investment Company Act – Section 17(d) The Chase Manhattan Bank July 24, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...