RCW Staff

March 6, 2001 BY FACSIMILE AND U.S. MAIL William G. Farrar, Esquire Sullivan & Cromwell 125 Broad Street New York, New York 10004-2498 Re: The ...

Correction to Final Rule: Role of Independent Directors of Investment Companies SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 240, 270 and 274 [Release Nos. ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 239, 240, 270 and 274 [Release Nos. 33-7932; 34-43786; IC-24816; File No. S7-23-99] RIN 3235-AH75 Role of Independent Directors ...

No-Action Letter under: Investment Company Act of 1940 – Sections 2(a)(32), 2(a)(35), 6(c), 11(a), 11(c), 17(a), 17(b), 22(d), 26(a)(2); Rule 22c-1 ING Mutual Funds Management ...

No-Action Letter under: Investment Advisors Act – Section 206(4); Rule 206(4)(3) Prudential Securities Inc. February 7, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...

Final Rule: Revision of the Commission’s Auditor Independence Requirements SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210 and 240 [Release Nos. 33-7919; 34-43602; 35-27279; IC-24744; ...

Final Rule:Adjustments to Civil Monetary Penalty Amounts SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 201 [Release Nos. 33-7946; 34-43897; IA-1921; IC-24846] Adjustments to Civil Monetary ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-43591; File No. S7-17-00RIN 3235-AH96 Firm Quote and Trade-Through Disclosure Rules for OptionsAGENCY:Securities and Exchange Commission.ACTION:Final ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44060; File No. S7-16-00] RIN 3235-AH95 Disclosure of Order Execution and Routing Practices AGENCY:Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-43590; File No. S7-16-00RIN 3235-AH95 Disclosure of Order Execution and Routing PracticesAGENCY:Securities and Exchange Commission.ACTION:Final rule ...