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Final Rule:Offer and Sale of Securities to Canadian Tax-Deferred Retirement Savings Accounts Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 240 and 270 [Release ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270 [Release Nos. IC-24424, IS-1221; File No. S7-15-99] RIN 3235-AH55Custody of Investment Company Assets Outside the United States AGENCY:Securities ...

Final Rule:Adoption of Updated EDGAR Filer Manual SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-7858; 34-42789; 35-27177; 39-2385; IC-24455] RIN 3235-AG96 Adoption ...

Final Rule:Rulemaking for EDGAR System SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 228, 229, 230, 232, 239, 240, 249, 250, 259, 260, 269, 270, and ...

SECURITIES AND EXCHANGE COMMISSION[Release No. 34-42755; File No. 4-434]RIN 3235-AH92Options Price Reporting AuthorityAGENCY:Securities and Exchange Commission.ACTION:Proposed Amendments to National Market System Plan .SUMMARY:The Securities and ...

SEC Interpretation: Use of Electronic Media SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 231, 241 and 271 [Release Nos. 33-7856, 34-42728, IC-24426; File No. S7-11-00] ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-42741; File No. S7-12-00] RIN 3235-AH69Electronic Submission of Securities Trading Data by Exchange Members, Brokers and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 275, and 279[Release No. IA-1862; 34-42620; File No. S7-10-00]RIN 3235-AD21Electronic Filing by Investment Advisers; Proposed Amendments to Form ...

Any Member firm using or directly benefiting from a radio or television advertisement that makes any specific trading recommendation or refers to or describes the ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 248[Release Nos. 34-42484, IC-24326, IA-1856; File No. S7-6-00]RIN 3235-AH90Privacy of Consumer Financial Information (Regulation S-P)AGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The ...