RCW Staff
Adoption of Amendments to the Intermarket Trading System Plan to Expand the ITS/Computer Assisted...
SECURITIES AND EXCHANGE COMMISSION [Release No. 34-42212; File No. 4-208] RIN 3235-AH49 Adoption of Amendments to the Intermarket Trading System Plan to Expand the ITS/Computer ...
Proposed Rule: Rulemaking for EDGAR System SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 228, 229, 230, 232, 239, 240, 249, 250, 259, 260, 269, 270, ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 210, 228, 229, and 240 [Release No. 34-42266; File No. S7-22-99] RIN 3235-AH83 Audit Committee Disclosure AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232[Release Nos. 33-7789; 34-42327; 35-27123; 39-2380; IC-24235] RIN 3235-AG96 Adoption of Updated EDGAR Filer Manual AGENCY:Securities and Exchange Commission.ACTION:Final ...
Final Rule: Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings Securities and Exchange Commission 17 CFR Parts 200, 230, 239, 240, 249 and ...
Final Rule: Regulation of Takeovers and Security Holder Communications SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, 229, 230, 232, 239, and 240 Release No. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 230, 240 and 270[Release Nos. 33-7766, 34-42101, IC-24123; File No. S7-27-97]RIN 3235-AG98Delivery of Disclosure Documents to HouseholdsAGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 230, 240, 243, and 249Release Nos. 33-7787, 34-42259, IC-24209, File No. S7-31-99RIN 3235-AH82Selective Disclosure and Insider TradingAGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270 [Release Nos. IC-24177, IA-1846; File No. S7-22-98] RIN 3235-AH02 Temporary Exemption for Certain Investment Advisers AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-42209; File No. S7-29-99]RIN 3235-AH85UNLISTED TRADING PRIVILEGESAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The Securities and Exchange Commission is proposing ...