RCW Staff

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 275 and 279[Release Nos. 34-42099; IA-1845; File No. S7-25-99]RIN 3235-AH78Certain Broker-Dealers Deemed Not To Be Investment AdvisersAGENCY:Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 239, 270, 274 and 275 [Release Nos. 33-7728, IC-23958, IA-1815; File No. S7-25-95] RIN 3235-AG27 Personal Investment Activities of ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-41905; File No. S7-27-98] RIN 3235-AH48 Purchases of Certain Equity Securities by the Issuer and Others AGENCY:Securities ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 232, 239, 249, 259, 269 and 274 [Release Nos. 33-7752; 34-41986; 35-27081; 39-2376; IC-24075] RIN 3235-AG96 Adoption of Updated ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release No. IC-24050; File No. S7-21-99]RIN 3235-AH56Treatment of Repurchase Agreements and Refunded Securities as an Acquisition of the Underlying ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-41661; File No. S7-8-99RIN 3235-AH61 YEAR 2000 OPERATIONAL CAPABILITY REQUIREMENTS FOR REGISTERED BROKER-DEALERS AND TRANSFER AGENTS ...

The fact that a Member creates a hyperlink from its web site to another web site does not, in and of itself, make the Member ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 275(Release No. IA-1812; File No. S7-19-99)RIN 3235-AH72Political Contributions by Certain Investment AdvisersAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY: The Commission is ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 and 249 Release No. 34-41594; File No. S7-16-99 RIN 3235-AH73 Broker-Dealer Registration and Reporting AGENCY:Securities and Exchange Commission.ACTION: ...

The Securities and Exchange Commission ("Commission") is amending its rules to delegate its authority to the Director of the Division of Investment Management to cancel ...