RCW Staff

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 232, 270 and 274[Release No. IC-23786; File No. S7-31-98]RIN 3235-AG29Deregistration of Certain Registered Investment CompaniesAGENCY:Securities and Exchange Commission.ACTION: Final ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249Release No. 34-41356; File No. S7-17-96RIN 3235-AG69Broker-Dealer Registration and ReportingAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-41453, International Series Release No. 1198, File No. S7-4-99]RIN 3235-AH68Exemption of the Securities of the Kingdom ...

The Securities and Exchange Commission ("Commission") is adopting a new rule and form amendments under the Investment Advisers Act of 1940 for investment advisers that ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 and 249Release No. 34-41351; File No. S7-16-99RIN 3235-AH73Broker-Dealer Registration and ReportingAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange ...

A Disclosure Document should provide essential information about the fundamental characteristics of a pool, and it should provide the information in a way that will ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270(Release Nos. IC-23815, IS-1194; File No. S7-15-99)Custody of Investment Company Assets Outside the United StatesAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 202, 240, 242 and 249 RIN 3235-AH41 Correction to Final Rule: Regulation of Exchanges and Alternative Trading Systems Release ...