RCW Staff

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 201[Release No. 34-40636; File No. S7-23-98]Rules of PracticeAGENCY:Securities and Exchange Commission.ACTION: Final rules.SUMMARY:The Securities and Exchange Commission is adopting ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 232, 270 and 274(Release No. IC-23588; File No. S7-31-98)RIN 3235-AG29Deregistration of Certain Registered Investment Companies AGENCY:Securities and Exchange Commission.ACTION:Proposed ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 (Release No. 34-40587; FR-52; File No. S7-8-98) RIN 3235-AH42 Year 2000 Readiness Reports to be Made by Certain ...

Final Rule: Registration Form Used by Open-End Management Investment Companies SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239, 240, 270, and 274 Release ...

Final Rule: Amendment to Rule 102(e) of the Commission’s Rules of Practice SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 201 (Release Nos. 33-7593; 34-40567; 35-26929; ...

The Commission is adopting a new rule and form under the Investment Advisers Act of 1940 that requires most registered investment advisers to file with ...

Final Rule: Update of Registration Form to Reflect Fee Rate Change for Registration of Certain Investment SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 274 (Release ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240[Release No. 34-40518; File No. S7-26-98]RIN 3235-AH04Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release Nos. IC-23325, IA-1736; File No. S7-22-98]RIN 3235-AH02Temporary Exemption for Certain Investment AdvisersAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Commission is ...