RCW Staff

This is the 1997 no-action letter from the SEC's Division of Investment Management requested by Cambiar Investors. The RIA sought, and received, a determination that ...

The Commission is adopting new rules and rule amendments under the Investment Advisers Act of 1940 ("Advisers Act") to implement provisions of the Investment Advisers ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 232, 240, and 249[Release Nos. 34-38800; IC-22731. File No. S7-18-97]RIN 3235-AG97Rulemaking for EDGAR SystemAGENCY:Securities and Exchange Commission.ACTION:Proposed rulesSUMMARY:The Securities ...

I. SECURITIES AND EXCHANGE COMMISSIONA. 17 CFR Part 270B [Release Nos. IC-23670; IS-1179; File No. S7-23-95]II. RIN 3235-AE98A. Custody of Investment Company Assets Outside the ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270(Release Nos. IC-23201; IS-1136; File No. S7-23-95) RIN 3235-AE98 Custody of Investment Company Assets Outside the United StatesAGENCYSecurities ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release Nos. IC-22658; IS-1080; File No. S7-23-95]RIN 3235-AE98Custody of Investment Company Assets Outside the United StatesAGENCY:Securities and Exchange Commission.ACTION: ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release No. IC-22597, International Series Release No. 1071, File No. S7-30-96RIN 3235-AH09Privately Offered Investment CompaniesAGENCY:Securities and Exchange Commission.ACTION: Final ...