RCW Staff
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release No. IC-21838, File No. S7-7-96]RIN 3235-AG61Exemption for the Acquisition of Securities During the Existence of an Underwriting SyndicateAGENCY:Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200Release No. 34-36824Delegation of Authority to the Secretary of the CommissionAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Commission is amending ...
SECURITIES AND EXCHANGE COMMISSIONRelease No. 34-36548; File No. SR-NASD-95-42DATES: December 1, 1995Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-36530, International Series Release No. 893, File No. S7-26-95RIN 3235-AG65Exemption of the Securities of the United ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 270 and 274Release No. IC-21260; IA-1510; S7-24-95]RIN 3235-AG07Status of Investment Advisory Programs under the Investment Company Act of 1940AGENCY:Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release Nos. IC-21259; International Series Release No. 831; File No. S7-23-95RIN 3235-AE98Custody of Investment Company Assets Outside the United ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 201, 202, 203, 209, 228, 229, 230, 232, 240, 250, 260, 270 and 275[Release No. 34-37022; File No. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 232, 240, 249 and 270Release Nos. 34-35991; IC-21217; S7-22-95RIN 3235-AG56Money Market Fund Quarterly ReportingAGENCY:Securities and Exchange Commission.ACTION:Proposed rule and ...