RCW Staff

SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 201, 202, 203, 209, 228, 229, 230, 232, 240, 250, 260, 270 and 275[Release No. 34-35833; File No. ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249Release No. 34-35124; File No. S7-3-94RIN 3235-AG03Recordkeeping and Reporting Requirements For Trading Systems Operated by Brokers and ...

SECURITIES AND EXCHANGE COMMISSION(17 CFR Part 240)(Release No. 34-34902; File No. S7-29-93)RIN 3235-AG00Payment for Order FlowAGENCY:Securities and Exchange Commission.ACTION:Final Rule.SUMMARY:The Securities and Exchange Commission announces ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-34962; File No. S7-6-94RIN: 3235-AF84Confirmation of TransactionsAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Commission is adopting amendments ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200Release No. 34-35548Establishment of Commission Quorum Requirement.AGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities and Exchange Commission ("Commission") is amending ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release No. IC-20916; File No. S7-24-88RIN 3235-AD18Exemption for Certain Open-End Management Investment Companies to Impose Contingent Deferred Sales LoadsAGENCY:Securities ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249Release No. 34-35323; File No. S7-4-95RIN 3235-AG28Unlisted Trading PrivilegesAGENCY:Securities and Exchange Commission.ACTION:Proposed rulemakingSUMMARY:The Securities and Exchange Commission ...