Bill Myers
'There are rigorous rules,' a FinCEN official says
'We know how private lending works and the risks associated with it,' Commissioner tells SIFMA conference
'Firms really have to strategically manage these costs and balance the need for expert personnel against the financial realities of the business,' ACA Performance Service's ...
The Commission expanded the confidential form that all registered private fund managers must file in two separate votes in 2023 and 2024
'It’s not a time to walk away from this issue,' Holland & Knight partner John Saran says
'It’s not a time to walk away from this issue,' Holland & Knight partner John Saran says
Registration remains one of the single biggest categories of SEC enforcement against private funds
'Always remain calm,' Victory Park Capital's Olibia Stamatoglou says in PFCFO/RCW webinar
'That's really your opportunity as a firm to be able to come out and frame the risks to your business,' Iron Road Partners' Emilie Abate ...
Multi-hatted CCOs on a culture of compliance, SEC adopts new Reg NMS rules, 12 municipal advisors settle off-channel communications cases, fee increases are material, cybersecurity ...