Bill Myers
'Archegos engaged in a brazen scheme to manipulate the market,' SEC claims in civil suit.
Firms struggle with alternative data, 'value-add' investors and expert networks, examiners find
SEC examiners issue a new risk alert on MNPI, tips on sharpening your firm's ESG focus, arrests in the Archegos case, and the proposed cybersecurity ...
'This is a process. You should look for small steps, rather than big pivots...'
Dem Commissioner says she's open to new definition of shareholder of record, but wants to hear from experts on it.
'The failure to take an otherwise routine step makes sense only in the larger context of the Commission’s newfound hostility to SPAC capital formation.'
Sentence will deter others, judge hopes
'Final rule should be a minimum standard and not a maximum compliance threshold,' group says.
Peltz used Bloomberg reporter to help sweeten his stock positions
'We prefer not to hear a "check-the-box" presentation,' Polite says