Bill Myers
Exchanges would follow 14 principles of Exchange Act Sec. 3D
Disclosure arbitrage made industry belle of Wall Street's ball
Commission "conflates" investor protection with risk mitigation, association says.
'Every innovation... carries risk...'
A Connecticut accountant and her firm let a private fund adviser juice his funds’ valuations in what one judge later called “a shocking fraud,” the ...
Proposal uses present tense, not future tense, and industry is worried
Firms would have to hire PCAOB-registered (and inspected) accountants
Insiders see criminal, civil crackdown on penny stock promoters looming
Firm stands by fee structure that's now in Gensler's crosshairs
Regulators too focused on 'behavioral,' not 'structural' evidence, Zhang says