Bill Myers
Ahead of proposed audit rule, staff has gone deep on audit trail
'A lot of smaller and mid-market funds have no idea what’s about to happen—and even when it happens, they still may not have any idea,' ...
'A particular concern because of its size and use by a broad range of financial firms,' Biden Administration says
Commissioner Peirce condemned the proposal, calling it a “sea change” and a standing insult to the “well-heeled, well-represented investors who can fend for themselves”
Case exposed fatal flaw in clubby sub line industry
'America acknowledges... its own corruption problem'
'You’ve got to make sure that employees understand what the rules are,' expert warns
Harvard professor urges regulators to find their voices
High Court's demand for "context-specific" reviews may open the door for more expensive litigation, expert worries
Second-ever risk alert rings alarms over accurate disclosures, advertising, books-and-records, due diligence and hedge clauses