Bill Myers
FinCEN finalizes AML rules for registered and exempt fund advisers, the SEC adopts changes to N-PORT and N-CEN, Treasury gets an earful on AI ...
Fund manager didn't properly distribute audits, regulators claim
'The time is now to start getting ready,' MorganFranklin's Howard Gutman says
Peirce and Uyeda dissent, criticize fellow commissioners for not going back to public comment drawing board
Exempt private equity, venture capital managers face biggest lift
A federal judge in Texas has struck down the Federal Trade Commission’s efforts to ban noncompete clauses. In a 27-page ruling issued Aug. 20, U.S. ...
SEC enforcement chief Gurbir Grewal wants industry to see 'the real benefits of proactive cooperation'
Republican Commissioner sees 'tension' in rule's 'dubious assertion'
'Ultimately, we’re entering another 18 months where we find the devils in the details,' Dechert partner Lindsay Trapp says
Chief compliance officer pay at private companies slumped slightly last year, and a gender gap persists, a new study by an executive search firm finds. ...