Bill Myers
IA hid fees, discipline from investors, SEC claims
Administration-wide crackdown on 'corruption' eyes overseas trusts, family offices and foundations. Exempt reporting advisers in crosshairs, too.
ILPA's asks graph neatly onto Gensler's wants
Bank critics will find fresh arrow for quiver in damning internal report
The House Financial Services Committee approved legislation that would require family offices with assets above $750 million to file Form Ds with federal regulators. Offices ...
Banking giant Credit Suisse lost $5.5 billion on the collapse of Archegos Capital Management because “of a fundamental failure of management and controls” and in ...
"If firms don’t file it, it’ll certainly stick out," Commission had warned
Twenty-one IAs, six B-Ds settle SEC charges they blew off Form CRS deadlines
Shkreli might've profited by listening to Wu-Tang's lyrics
Agency official sees Oct. 21 for NPRM, full vote by April.