Bill Myers
SEC enforcement chief Gurbir Grewal wants industry to see 'the real benefits of proactive cooperation'
Republican Commissioner sees 'tension' in rule's 'dubious assertion'
'Ultimately, we’re entering another 18 months where we find the devils in the details,' Dechert partner Lindsay Trapp says
Chief compliance officer pay at private companies slumped slightly last year, and a gender gap persists, a new study by an executive search firm finds. ...
'Attempting to regulate any one specific technology over another could unintentionally stifle innovation,' Han warns Treasury Department
'CrowdStrike is a warning that it’s time to think about it,' Dorsey & Whitney's David Tang says. 'What is the backup plan for your mission-critical ...
'It’s something that the industry can work together on collaboratively. Let’s get together and prove that,' Prunier says
How one firm wrestles with AI compliance, FINRA warns members about recording conversations, why cybersecurity is a business continuity problem, ILPA reboots its quarterly reporting ...
However the Steward Health argument ends, the battle over private equity in healthcare will endure.
Examiners launch a T+1 settlement sweep, why the Jarkesy case is likely over, the Senate HELP Committee enters the private equity-in-healthcare fray, nearly one-quarter of ...