Bill Myers
Seven arrests in five separate cases have put plenty of arrows into reformers' quivers.
'The SEC must grow and evolve with the industry,' chairman says.
Clearer structure, definition urged in compensation funds
FINRA says new rules seek 'balance' between investor protection, defamation
'Reg D... is designed to balance the demand and supply side'
'With better information, we can make better-informed regulatory decisions,' Dem Commissioner says.
'If there’s even the remotest notion that something could cause a disclosure issue, put it in.'
'Maybe I should go to jail. But I'm asking you not to put me in jail...'
Though in exile (for now), Congressional and SEC Republicans want to set limits on ESG rules, hoping to learn 'from the LIBOR debacle.'
Beneficial owner, Reg BI, fiduciary duty on Commission's menu