Bill Myers
Private fund adviser settles custody case - but where did all the money go?
States' private fund angst may be broker-dealers' headache
The SEC has handed over its private fund adviser compliance “playbook” but now it’s up to the industry to execute the plays, a pair of ...
The SEC’s still open derivatives rulemaking notice may well be a glimpse into how the Commission will regulate money market and exchange-traded funds, Division of ...
A divided SEC approves new whistleblower rules, a CCO gets dinged for failing to review commissions and trading, a new fiscal year may set a ...
A Kansas private fund adviser thought it could save its clients a few bucks but it didn’t properly disclose or manage its cross-trading policies, and ...
A divided SEC has approved new rules giving Commissioners discretion to raise or lower awards to whistleblowers, ending one of the most contentious rulemaking efforts ...
Private equity funds have outpaced public investments in both the long- and short-runs, while venture capital funds have lapped public investments in the long-term but ...
Private equity funds have outpaced public investments in both the long- and short-runs, while venture capital funds have lapped public investments in the long-term but ...
A simple bank error and a malicious employee put a Silicon Valley venture capitalist at the center of what has now become a multi-count criminal ...