This is a proposal from the SEC in 2013 that represents part 2 of its JOBS Act responsibilities. This rule would expand the existing exemption ...
Remarks at SEC Open Meeting Commissioner Daniel M. Gallagher Washington, D.C. Dec. 18, 2013 Thank you, Chair White. I am happy to support today’s proposal, ...
Remarks at SEC Open Meeting Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission Washington, D.C. Dec. 18, 2013 Today, the Commission proposes rules to ...
Statement on the Volcker Rule: Reducing Systemic Risk By Banning Excessive Proprietary Trading with Depositors� Money Commissioner Luis A. Aguilar Dec. 10, 2013 The recent ...
Dissenting Statement Regarding Adoption of Rule Implementing the Volcker Rule Commissioner Daniel M. Gallagher Dec. 10, 2013 Twenty-one months ago, I expressed my grave ...
The Impacts of Post-Crisis Global Regulatory Reforms on Financial Markets Commissioner Daniel M. Gallagher Berlin, Federal Republic of Germany Dec. 10, 2013 Meine geehrte Damen ...
Remarks at the 2nd Annual Institute for Corporate Counsel Commissioner Daniel M. Gallagher New York, NY Dec. 6, 2013 Thank you, John [White], for that ...
Looking at Proxy Advisory Firms from the Investor�s Perspective Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission* Proxy Advisory Firm RoundtableWashington, D.C. Dec. 5, ...
�Seeing Capital Markets Through Investor Eyes� Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission Washington, D.C. Dec. 5, 2013 Good afternoon. I am delighted ...
Remarks at Transatlantic Corporate Governance Dialogue Conference: The Realities of Stewardship for Institutional Owners, Activist Investors and Proxy Advisors Commissioner Daniel M. Gallagher Washington, DC ...