Informal Remarks at Columbia Law School Conference (Hot Topics: Leading Current Issues in Securities Regulation and Enforcement) Commissioner Daniel M. Gallagher Columbia Law School New ...
Remarks at FINRA Enforcement Conference Commissioner Daniel M. Gallagher Alexandria, VA Nov. 7, 2013 Thank you, Brad [Bennett], for that kind introduction, and good afternoon ...
Remarks at FIA Futures and Options Expo Commissioner Daniel M. Gallagher Chicago, Illinois Nov. 6, 2013 Thank you Walt [Lukken] for your very kind introduction. ...
Remarks at Georgetown University�s Center for Financial Markets and Policy Event Commissioner Daniel M. Gallagher New York, New York Oct. 30, 2013 Thank you Reena ...
A Renewed Focus on SEC Priorities Commissioner Daniel M. Gallagher AICPA/SIFMA Financial Management Society Conference on the Securities Industry Oct. 25, 2013 Thank you, Paul ...
A Stronger Enforcement Program to Enhance Investor Protection Commissioner Luis A. Aguilar 20th Annual Securities Litigation and Regulatory Enforcement Seminar, Atlanta, Georgia Oct. 25, 2013 ...
This is the SEC's 2013 proposal related to the JOBS Act that would set up a regime for crowdfunding, offered by broker-dealers and so-called “funding ...
Statement at an Open Meeting of the Commission to Consider a Proposal to Implement Title III (�Crowdfunding�) of the JOBS Act Commissioner Daniel M. Gallagher ...
Harnessing the Internet to Promote Access to Capital for Small Businesses, While Protecting the Interests of Investors Commissioner Luis A. Aguilar Washington, D.C. Oct. 23, ...
Statement on the Proposed Interagency Policy Statement to Establish Standards to Assess the Diversity Policies and Practices of Regulated Entities Commissioner Luis A. Aguilar U.S. ...