Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board’s Proposed 2013 Budget and Accounting Support Fee, by Commissioner ...
Providing Needed Resources to the PCAOB, by Commissioner Luis A. Aguilar, on February 13, 2013 Providing Needed Resources to the PCAOB by Commissioner Luis A. ...
This is an interim final rule released by the SEC in 2013 that extends the exemption from certain security-based swap rules until Feb. 11, 2014.
SEC Speech: Fulfilling the Commission’s Statutory Responsibility to Respond to IAC’s Recommendations, by Commissioner Luis A. Aguilar, on January 18, 2013 Fulfilling the Commission’s Statutory ...
This is final rule released by the SEC late in 2012. Although this Exchange Act rule 17AD-17 becomes effective in March 2013, the compliance date ...
This is a final rule released by the SEC late in 2012 to extend the principal trading exception until Dec. 31, 2014.
Statement on Money Market Funds as to Recent Developments, by Commissioner Luis A. Aguilar, on December 5, 2012 Statement on Money Market Funds as to ...
Capital Formation from the Investor’s Perspective, by Commissioner Luis Aguilar, on December 3, 2012 Capital Formation from the Investor’s Perspective by Commissioner Luis Aguilar U.S. ...
This is a proposed rule from the SEC in 2012 entitled Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants ...