SEC Speech: Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board, by Commissioner Luis A. Aguilar, on February 3, 2012 Statement by SEC ...
Statement at Open Meeting to Approve PCAOB Budget by Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission Washington, D.C. January 11, 2012 The Public ...
This is an SEC final rule adjusting its standard for an accredited investor to fit with Dodd-Frank rule changes. This was released in December 2011.
This is the rule in which the SEC extended the deadline for municipal advisors to become registered from December 31, 2011 to September 30, 2012.
Facilitating Small Business Capital Formation Does Not Need to Be at the Expense of Protecting Investors (Commissioner Luis A. Aguilar; November 17, 2011) Facilitating Small ...
This is the 2011 final rule from the SEC laying down the rules for advisers to private funds, some commodity pool operators and trading advisers ...
This is the SEC's decision in 2011 on what to charge exempt-reporting and private fund advisers to report via IARD their Form ADV and Form ...
“Obtaining Reliable Information Regarding Private Fund Advisers” Speech by SEC Commissioner: “Obtaining Reliable Information Regarding Private Fund Advisers” by Commissioner Luis A. Aguilar SEC Open ...
This is an SEC proposed rule from 2011 governing the registration of security-based swap dealers and major security-based swap participants.