This is the multi-agency proposal from October 2011 referred to as the Volcker Rule. It prohibits certain banking activities, including certain ownership of hedge and ...
SEC Speech: Regulating Key Players in Security-Based Swaps, by Commissioner Luis A. Aguilar, on October 12, 2011 Speech by SEC Commissioner: Regulating Key Players in ...
SEC Speech: Protecting the Financial System and Aligning the Interests of Banks and their Customers, by xxxx, on October 12, 2011 Speech by SEC Commissioner: ...
This is an SEC proposal made in 2011 dealing with prohibiting conflicts of interest in certain securitizations.
SEC Speech: Statement at Open Meeting: Prohibiting Firms from Designing Transactions to Fail, by Commissioner Luis A. Aguilar, on September 19, 2011 Speech by SEC ...
SEC Speech: Statement of Commissioner Aguilar Regarding the Urgent Need to Re‑establish the Investor Advisory Committee, on September 13, 2011 Speech by SEC Commissioner: Statement ...