SECURITIES AND EXCHANGE COMMISSION17 CFR Part 247[Release Nos. 34-49985, IC-26494, IA-2259; File No. S7-29-04]RIN 3235-AJ24Limitations on Affiliate Marketing (Regulation S-AM)AGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities ...
This SEC final rule makes amendments to require a registered management investment company to provide disclosure in its reports to shareholders regarding the material factors ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 242Release No. 34-49879; International Series Release No. 1278; File No. S7-26-04RIN 3235-AJ28Regulation BAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239 and 274 [Release Nos. 33-8408; IC-26418; File No. S7-26-03] RIN 3235-AI99 Disclosure Regarding Market Timing and Selective ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200[Release No. 34-49562]Revision of Rule Concerning Holding Period and Disclosure Requirements for Members' and Employees' Investment Company TransactionsAGENCY:Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 230, 240, 242, and 249[Release No. 34-49749; File No. S7-10-04]RIN 3235-AJ18REGULATION NMSAGENCY:Securities and Exchange Commission.ACTION:Proposed rule; extension of ...
SHAREHOLDER REPORTS AND QUARTERLY PORTFOLIO DISCLOSURE OF REGISTERED MANAGEMENT INVESTMENT COMPANIES
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 210, 239, 249, 270, and 274[Release Nos. 33-8393; 34-49333; IC-26372; File No. S7-51-02]RIN 3235-AG64SHAREHOLDER REPORTS AND QUARTERLY PORTFOLIO DISCLOSURE ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240, 275 and 279[Release Nos. 34-49639, IA-2232; File No. S7-20-04]RIN 3235-AI16Certain Thrift Institutions Deemed Not To Be Investment AdvisersAGENCY:Securities ...
Securities and Exchange Commission 17 CFR Part 232 [Release Nos. 33-8409; 34-49580; 35-27836; 39-2419; IC-26420] RIN 3235-AG96 Adoption of Updated EDGAR Filer Manual Agency: Securities ...
Webmaster’s Note: See also Rel. No. 33-8410A Securities and Exchange Commission 17 CFR Parts 232, 239, 249, 259, 269 and 274 [Release Nos. 33-8410, 34-49585, ...