SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200 [Release No. 34-44691]Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange Commission.ACTION:Final ...
Final Rule: Adoption of Updated EDGAR Filer Manual SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-7999; 34-44660; 35-27430; 39-2391; IC-25102] RIN 3235-AG96 ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 274 [Release No. IC-25058; File No. S7-21-99]RIN 3235-AH56 Treatment of Repurchase Agreements and Refunded Securities as ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-44626] Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200 and 240 [Release No. 34-44494; File No. S7-12-00] RIN 3235-AH69 Electronic Submission of Securities Transaction Information by Exchange ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB77 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-44475; File No. S7-11-01] RIN ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240, 248, and 249 [Release No. 34-44455; File No. S7-13-01] RIN 3235-AI21 Registration of Broker-Dealers Pursuant to Section 15(b)(11) ...
INTERNATIONAL DISCLOSURE STANDARDS; CORRECTION SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239 and 249 [Release Nos. 33-7983; 34-44406 INTERNATIONAL SERIES RELEASE NO. 1249] FILE NO. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-44397] Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240 [Release No. 34-44227; File No. S7-17-99]RIN 3235-AH74 Recordkeeping Requirements for Transfer AgentsAGENCY:Securities and Exchange Commission.ACTION:Final ruleSUMMARY:The Securities and ...