BD Rules & Regulatory Actions

Final Rule:Adoption of Updated EDGAR Filer Manual SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-7858; 34-42789; 35-27177; 39-2385; IC-24455] RIN 3235-AG96 Adoption ...

Final Rule:Rulemaking for EDGAR System SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 228, 229, 230, 232, 239, 240, 249, 250, 259, 260, 269, 270, and ...

SECURITIES AND EXCHANGE COMMISSION[Release No. 34-42755; File No. 4-434]RIN 3235-AH92Options Price Reporting AuthorityAGENCY:Securities and Exchange Commission.ACTION:Proposed Amendments to National Market System Plan .SUMMARY:The Securities and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-42741; File No. S7-12-00] RIN 3235-AH69Electronic Submission of Securities Trading Data by Exchange Members, Brokers and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 275, and 279[Release No. IA-1862; 34-42620; File No. S7-10-00]RIN 3235-AD21Electronic Filing by Investment Advisers; Proposed Amendments to Form ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 248[Release Nos. 34-42484, IC-24326, IA-1856; File No. S7-6-00]RIN 3235-AH90Privacy of Consumer Financial Information (Regulation S-P)AGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The ...

SECURITIES AND EXCHANGE COMMISSION [Release No. 34-42212; File No. 4-208] RIN 3235-AH49 Adoption of Amendments to the Intermarket Trading System Plan to Expand the ITS/Computer ...

Proposed Rule: Rulemaking for EDGAR System SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 228, 229, 230, 232, 239, 240, 249, 250, 259, 260, 269, 270, ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 210, 228, 229, and 240 [Release No. 34-42266; File No. S7-22-99] RIN 3235-AH83 Audit Committee Disclosure AGENCY:Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232[Release Nos. 33-7789; 34-42327; 35-27123; 39-2380; IC-24235] RIN 3235-AG96 Adoption of Updated EDGAR Filer Manual AGENCY:Securities and Exchange Commission.ACTION:Final ...