SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-39455; File No. S7-31-97]RIN 3235-AG18NET CAPITAL RULEAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange Commission ("Commission") is ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 240, 249[Release No. 34-39454; File No. S7-30-97]RIN 3235-AH16OTC Derivatives DealersAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange Commission ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249[RELEASE NO. 34-39176; File No. S7-21-96]RIN 3235-AG99LOST SECURITYHOLDERSAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities and Exchange Commission ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release No. IC-22835; File No. S7-24-96]RIN 3235-AG72Rule Amendments Relating to Multiple Class and Series Investment CompaniesAGENCY:Securities and Exchange Commission.ACTION:Final ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release Nos. IC-22775, IS-1095; File No. S7-7-96]RIN 3235-AG61Exemption for the Acquisition of Securities During the Existence of An Underwriting ...