SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 228, 229, 230, 232, 239, 240, and 249[Release Nos. 33-7431 and 34-38850; S7-15-96]RIN 3235-AG80Phase Two Recommendations of Task Force ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-38248; File No. S7-7-94]RIN 3235-AG14Net Capital RuleAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities and Exchange Commission ...
The Commission is adopting new rules and rule amendments under the Investment Advisers Act of 1940 ("Advisers Act") to implement provisions of the Investment Advisers ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 232, 240, and 249[Release Nos. 34-38800; IC-22731. File No. S7-18-97]RIN 3235-AG97Rulemaking for EDGAR SystemAGENCY:Securities and Exchange Commission.ACTION:Proposed rulesSUMMARY:The Securities ...
I. SECURITIES AND EXCHANGE COMMISSIONA. 17 CFR Part 270B [Release Nos. IC-23670; IS-1179; File No. S7-23-95]II. RIN 3235-AE98A. Custody of Investment Company Assets Outside the ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270(Release Nos. IC-23201; IS-1136; File No. S7-23-95) RIN 3235-AE98 Custody of Investment Company Assets Outside the United StatesAGENCYSecurities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release Nos. IC-22658; IS-1080; File No. S7-23-95]RIN 3235-AE98Custody of Investment Company Assets Outside the United StatesAGENCY:Securities and Exchange Commission.ACTION: ...