"In my view, we are in an imprudent rush away from a sensible transition date and, for that reason, I am unable to support the ...
"The benefits to all market participants of efficiency and fairness are indisputable. And the sooner that our markets can benefit from T+1, the better off ...
"I think investors should have easy access to information that details just how good of a job their brokers are doing. Thus, today’s proposal would ...
"If adopted, it would help ensure that brokers have policies and procedures in place to uphold one of their most important obligations: to seek best ...
"The proposed rule provides a handy checklist for SEC examiners and enforcement attorneys, but it does not foster brokers’ exercise of judgment to achieve what ...
"Redundant regulation will increase costs without corresponding benefits to investors"
"The Commission’s analysis about the forgone price improvement, the so-called 'competitive shortfall,' ignores the fact that the current market is not static"
"The proposing release acknowledges that wholesalers do generally provide some price improvement relative to national securities exchanges. So what is the need for the proposed rule, ...
"The proposal would implement a modernized, more-flexible definition for round lots"
"The Commission may need to give further thought to its theory of competition in this area of our regulations"