The net result of these changes would be a more secure CAT, operating without sensitive PII
I would have preferred the bolder step of confronting the CAT’s real and serious liberty implications
These changes, however, do not address the deeper problem with the CAT, namely the significant costs that a comprehensive surveillance tool of this type presents ...
Equity Market Surveillance Today and the Path Ahead
Testimony Before the Subcommittee on Capital Markets, Securities, and Investment Financial Services Committee
Remarks at IRI Government, Legal and Regulatory Conference
Protecting Investors From Bad Actors
Remarks From the 2017 FINRA Annual Conference
Remarks: New Special Study Conference
Remarks at SIFMA Anti-Money Laundering and Financial Crimes Conference