Broker-Dealers

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 230, 239, 270, and 274Release Nos. 33-7275; IC-21837; S7-34-93RIN 3235-AE17Revisions to Rules Regulating Money Market FundsAGENCY:Securities and Exchange Commission.ACTION: ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release Nos. 34-37261; 35-26525; IC-21998]RIN 3235-AB14Employee Benefit Plan Exemptive Rules Under Section 16 of the Securities Exchange Act ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200[Release No. 34-37159]RIN 3235-AH94 Delegation of Authority to Director of Division of Enforcement.AGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Commission ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249[Release No. 34-37157 ; File No. S7-16-95]RIN 3235-AG48Relief from Reporting by Small IssuersAGENCY:Securities and Exchange Commission.ACTION:Final rules.SUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200Release No. 34-36824Delegation of Authority to the Secretary of the CommissionAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Commission is amending ...
SECURITIES AND EXCHANGE COMMISSIONRelease No. 34-36548; File No. SR-NASD-95-42DATES: December 1, 1995Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-36530, International Series Release No. 893, File No. S7-26-95RIN 3235-AG65Exemption of the Securities of the United ...
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