Business Continuity Planning/Cybersecurity

Firm escapes financial fine after cyber attack due to its cooperation with SEC

The firm discovered malicious software had blocked access to its computer systems and data by encrypting data and programs within its network. The attack disrupted its access to, and ability to update its books and records

Common Cybersecurity Terminology

This is a glossary of key cybersecurity terms

Get fortified against cyber risks

FINRA and CISA extended a warning to all firms using Fortinet's FortiManager

Cybersecurity tips to stymie bad actors

A client asked his adviser to transfer $500,000 to an escrow account for a real estate transaction. If it weren’t for a staffer’s keen eye, that money would have gone to a cyber-criminal

About this page

The SEC is on the record: a firm’s compliance P&Ps should cover business continuity plans. How you address the critical issue of your firm’s BCP, however, is for the most part up to you. Your cybersecurity approach also dovetails with your BCP. In this collection you can find our continuously updated BCP/Cyber news, analysis, “best practices” tips, compliance P&Ps, templates, matrices and more.

SEC’s proposed cybersecurity rule for IAs

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