CPO/CTA Rules & Regulatory Actions CFTC No-Action Letter 14-133: Swap dealer relief from requiring that a guaranteed introducing broker open and carry each customer account solely with its guarantor FCM RCW Staff - October 31 2014 Share A- A+ 100% Create an account to continue reading Gain instant access to our expert editorial analysis and in-depth insight. Register for free Already have an account? Sign in
