CPO/CTA Rules & Regulatory Actions CFTC No-Action Letter 19-14: No-Action relief granted to registered floor traders from compliance with certain conditions in paragraph (6)(iv) of the “swap dealer” definition … RCW Staff - June 27 2019 Share A- A+ 100% Create an account to continue reading Gain instant access to our expert editorial analysis and in-depth insight. Register for free Already have an account? Sign in