CPO/CTA Rules & Regulatory Actions CFTC No-Action Letter 19-18: The guidance clarifies the CIP and BO requirements applicable to introducing brokers (“”IBs””) under the Bank Secrecy Act (“”BSA””). The … RCW Staff - July 22 2019 Share A- A+ 100% Create an account to continue reading Gain instant access to our expert editorial analysis and in-depth insight. Register for free Already have an account? Sign in
