CPO/CTA Rules & Regulatory Actions CFTC Orders Chicago-based E*TRADE Securities LLC and E*TRADE Clearing to Pay a $280,000 for Failure to Retain Required Records and Failure to Diligently Supervise RCW Staff - January 26 2017 Share A- A+ 100% Create an account to continue reading Gain instant access to our expert editorial analysis and in-depth insight. Register for free Already have an account? Sign in
